FTKI First Trust Small Cap BuyWrite Income ETF
Quote as of Aug 26, 2026 19:20 UTC · Market data delayed approximately 15–20 minutes unless otherwise indicated.
| Previous Close | 20.15 | Day Range | 20.16 – 20.28 |
| 52-Week Range | 18.07 – 21.63 | Volume | 2.30K |
| Avg Volume | 6.97K | AUM | $26.2M (Aug 27, 2026) |
| Expense Ratio | 0.86% | Yield (TTM) | 10.39% |
| NAV | 20.14 | Premium/Discount | +0.44% indicative |
| Inception | Feb 26, 2025 | Holdings | 263 |
| Issuer | First Trust | Exchange | AMEX |
| Category | Covered Call | Index Tracked | Not stated in source data |
| CUSIP | 33738R589 | ISIN | US33738R5899 |
| Structure | Option Income | ||
| Management | Not stated in source data | ||
About this ETF
The First Trust Small Cap BuyWrite Income ETF, referred to as the "Fund," has a primary objective of generating consistent income. Its secondary goal is to grow the value of its investments over time. Under typical market conditions, the Fund pursues these aims by primarily investing in small-capitalization stocks listed on U.S. exchanges. Additionally, it implements a "buy-write" options approach, which involves selling U.S. exchange-traded call options that are based on either the Russell 2000 Index or various small-cap equity exchange-traded funds.
Description from the fund data provider · profile as of Aug 27, 2026.
Price Chart
Daily closing prices (price return, not total return). Comparison lines are normalized to percent change from the range start. Source: Financial Modeling Prep.
Performance
| 1M | 3M | 6M | YTD | 1Y | 3Y* | 5Y* | 10Y* | Incep.* | |
|---|---|---|---|---|---|---|---|---|---|
| Price return | +1.70% | +3.90% | -0.15% | +7.26% | +7.20% | — | — | — | +2.11% |
| Total return | +1.71% | +5.97% | +3.85% | +13.72% | +18.30% | — | — | — | +18.58% |
* Annualized. Total return uses the dividend-adjusted price series (distributions reinvested); price return uses unadjusted closes. Performance through Aug 26, 2026. Past performance does not guarantee future results.
Fees
| Net expense ratio | 0.86% | Annual cost of a $10,000 investment | $86.00 |
Illustrative calculation only: expense ratio × $10,000. It excludes trading costs, bid/ask spreads, taxes and changes in investment value. Gross vs. net expense details and any fee waivers are in the prospectus.
Holdings
Holdings as of Aug 22, 2026 — portfolio reporting date from the data provider; holdings are not live positions. 146 rows in database.
| # | Holding | Ticker | Weight | Shares | Market Value |
|---|---|---|---|---|---|
| 1 | US Dollar | — | 2.98% | 789.23K | $789.2K |
| 2 | UiPath, Inc. (Class A) | PATH | 2.74% | 45.69K | $727.4K |
| 3 | Argan, Inc. | AGX | 2.68% | 1.38K | $710.8K |
| 4 | Etsy, Inc. | ETSY | 2.02% | 6.60K | $535.7K |
| 5 | Maplebear Inc. (Instacart) | CART | 1.91% | 9.90K | $505.4K |
| 6 | Abercrombie & Fitch Co. (Class A) | ANF | 1.89% | 4.76K | $500.3K |
| 7 | Credo Technology Group Holding Ltd | CRDO | 1.86% | 2.13K | $492.1K |
| 8 | Equinox Gold Corp. | EQX | 1.76% | 36.14K | $465.5K |
| 9 | Encompass Health Corporation | EHC | 1.71% | 3.74K | $452.1K |
| 10 | Monarch Casino & Resort, Inc. | MCRI | 1.69% | 3.57K | $448.2K |
| 11 | SSR Mining Inc. | SSRM | 1.67% | 12.03K | $443.1K |
| 12 | Scorpio Tankers Inc. | STNG | 1.62% | 5.48K | $429.4K |
| 13 | Texas Roadhouse, Inc. | TXRH | 1.59% | 2.10K | $422.7K |
| 14 | Appian Corporation | APPN | 1.55% | 10.98K | $409.5K |
| 15 | MasTec, Inc. | MTZ | 1.53% | 1.49K | $406.2K |
| 16 | Credicorp Ltd. | BAP | 1.53% | 1.09K | $404.6K |
| 17 | FirstCash Holdings, Inc. | FCFS | 1.53% | 1.97K | $404.6K |
| 18 | RenaissanceRe Holdings Ltd. | RNR | 1.43% | 1.18K | $378.5K |
| 19 | Weatherford International Plc | WFRD | 1.39% | 4.05K | $369.2K |
| 20 | Sezzle Inc. | SEZL | 1.30% | 2.94K | $344.7K |
| 21 | Applied Industrial Technologies, Inc. | AIT | 1.28% | 997 | $339.3K |
| 22 | Dorian LPG Ltd. | LPG | 1.26% | 6.75K | $335.2K |
| 23 | Murphy USA Inc. | MUSA | 1.26% | 584 | $333.0K |
| 24 | Indivior Pharmaceuticals, Inc. | INDV | 1.20% | 8.45K | $319.2K |
| 25 | Federated Hermes, Inc. (Class B) | FHI | 1.19% | 4.98K | $314.2K |
Click a ticker to see every ETF that owns it.
Sector Exposure
Geographic Exposure
Country weights as reported by the data provider. Developed/emerging/frontier labels follow the classification on the Methodology page. Currency hedged: No hedging indicated in the fund name.
Distributions
| Yield (TTM) | 10.39% | Paid (last 12 months) | $2.1010 |
| Frequency | Monthly | SEC yield | Not provided by our data source — see the issuer page |
| Last ex-date | Aug 21, 2026 | Last payment | $0.1990 (Aug 31, 2026) |
| Growth 1Y | — | Growth 3Y / 5Y (ann.) | — / — |
| Ex-date | Record | Pay date | Amount |
|---|---|---|---|
| Aug 21, 2026 | Aug 21, 2026 | Aug 31, 2026 | $0.1990 |
| Jul 21, 2026 | Jul 21, 2026 | Jul 31, 2026 | $0.1990 |
| Jun 25, 2026 | Jun 25, 2026 | Jun 30, 2026 | $0.1930 |
| May 21, 2026 | May 21, 2026 | May 29, 2026 | $0.1930 |
| Apr 21, 2026 | Apr 21, 2026 | Apr 30, 2026 | $0.1930 |
| Feb 20, 2026 | Feb 20, 2026 | Feb 27, 2026 | $0.1880 |
| Jan 21, 2026 | Jan 21, 2026 | Jan 30, 2026 | $0.1880 |
| Dec 12, 2025 | Dec 12, 2025 | Dec 31, 2025 | $0.1870 |
| Nov 21, 2025 | Nov 21, 2025 | Nov 28, 2025 | $0.1870 |
| Oct 21, 2025 | Oct 21, 2025 | Oct 31, 2025 | $0.1870 |
| Sep 25, 2025 | Sep 25, 2025 | Sep 30, 2025 | $0.1870 |
| Aug 21, 2025 | Aug 21, 2025 | Aug 29, 2025 | $0.1870 |
Trailing distribution yield = last 12 months of cash ÷ current price. It is NOT the SEC 30-day yield and distributions are not guaranteed to continue. The difference explained →
Risk Statistics
| Volatility 1Y / 3Y | 10.23% / — | Sharpe 1Y / 3Y | 1.50 / — |
| Max drawdown 1Y / 3Y | -6.34% / — | Sortino 1Y | 2.27 |
| Beta vs S&P 500 (3Y) | 0.618 | Correlation vs S&P 500 (1Y) | 0.696 |
| Downside deviation 1Y | 6.74% | Risk-free rate used | 3.71% (3M T-bill, FRED) |
Computed by ETF Explorer from daily dividend-adjusted closes; volatility and drawdown are annualized/period figures; S&P 500 exposure proxied by SPY. As of Aug 27, 2026. Formulas →
Liquidity
| Volume today | 2.30K | Average volume | 6.97K |
| AUM | $26.2M | Premium/Discount | +0.44% |
| Bid/Ask spread | Not provided by our data source. Check your broker's quote screen; spreads are widest at the open and close. | ||
Premium/discount compares the delayed market price with the last reported NAV — an indicative figure, not the official closing premium/discount. How ETF liquidity works →
Fund Flows (estimated)
| Period | Est. net flow | % of starting AUM | AUM start → end |
|---|---|---|---|
| 1 Day | -$57.3K | -0.22% | $26.2M → $26.2M |
| 1 Week | -$486.8K | -1.83% | $26.5M → $26.2M |
ETF Explorer estimate: change in reported AUM minus the market-move effect, from our own daily snapshots. Not official issuer creation/redemption data.
Official Fund Resources
External links open the issuer's site or SEC EDGAR in a new tab. The prospectus and official documents are always the authoritative source — review them before investing.
Latest News for FTKI
No articles mention this fund directly in the last 7 days — showing general ETF coverage.
Guided help: AUM is fund size. The expense ratio is the yearly cost baked into returns. NAV is the value of what the fund owns per share; the market price can sit slightly above (premium) or below (discount) it. Total return assumes distributions were reinvested. Every dataset shows its own as-of date because holdings, assets and quotes update on different schedules.