PQOC PGIM Nasdaq-100 Buffer 12 ETF - October
Quote as of Oct 09, 2026 20:00 UTC · Market data delayed approximately 15–20 minutes unless otherwise indicated.
| Previous Close | 32.62 | Day Range | 32.64 – 32.76 |
| 52-Week Range | 24.31 – 32.96 | Volume | 1.56K |
| Avg Volume | 6.46K | AUM | $27.7M (Oct 10, 2026) |
| Expense Ratio | 0.50% | Yield (TTM) | 0.00% |
| NAV | 32.65 | Premium/Discount | +0.26% indicative |
| Inception | Dec 27, 2024 | Holdings | — |
| Issuer | PGIM | Exchange | NASDAQ |
| Category | Buffer | Index Tracked | Nasdaq-100 |
| CUSIP | 69420N528 | ISIN | US69420N5288 |
| Structure | Buffer / Defined Outcome | ||
| Management | Actively managed (per issuer description) | ||
About this ETF
The PGIM Nasdaq-100 Buffer 12 ETF (PQOC) is an actively managed fund that employs an options-based strategy to mitigate potential losses on holdings of the Invesco QQQ Trust (QQQ). This protective mechanism is set for a one-year duration, beginning anew each October. In exchange for cushioning against the initial 12% decline in QQQ's value, the fund limits its participation in any upside gains beyond a specified threshold, which is reset annually. It's also important to note that because the options are structured based on QQQ's price movement rather than its total return, investors will not receive any dividends distributed by QQQ. Should QQQ's value fall by more than 12%, the fund will then experience equivalent losses for any further depreciation. For investors to fully benefit from the intended protection and cap, the fund must be held for the entire one-year outcome period. Those who purchase shares on dates other than the annual reset day may find their specific protection and cap levels differ from the fund's stated targets. The fund's issuer makes current cap levels publicly available on its website. Investors should also be aware that the stated cap and buffer percentages do not account for the fund's ongoing expense ratio. PQOC exclusively uses Flexible Exchange® (FLEX) options to execute its strategy.
Description from the fund data provider · profile as of Oct 10, 2026.
Price Chart
Daily closing prices (price return, not total return). Comparison lines are normalized to percent change from the range start. Source: Financial Modeling Prep.
Performance
| 1M | 3M | 6M | YTD | 1Y | 3Y* | 5Y* | 10Y* | Incep.* | |
|---|---|---|---|---|---|---|---|---|---|
| Price return | +2.22% | +4.53% | +13.76% | +14.40% | +16.18% | — | — | — | +16.61% |
| Total return | +2.22% | +4.53% | +13.76% | +14.40% | +16.18% | — | — | — | +16.61% |
* Annualized. Total return uses the dividend-adjusted price series (distributions reinvested); price return uses unadjusted closes. Performance through Oct 09, 2026. Past performance does not guarantee future results.
Fees
| Net expense ratio | 0.50% | Annual cost of a $10,000 investment | $50.00 |
Illustrative calculation only: expense ratio × $10,000. It excludes trading costs, bid/ask spreads, taxes and changes in investment value. Gross vs. net expense details and any fee waivers are in the prospectus.
Holdings
Holdings as of Oct 10, 2026 · portfolio reporting date from the data provider; holdings are not live positions. 8 rows in database.
| # | Holding | Ticker | Weight | Shares | Market Value |
|---|---|---|---|---|---|
| 1 | 4QQQ US 09/30/27 C7.4 | — | 98.96% | 381 | $28.1M |
| 2 | 4QQQ US 09/30/27 P739.77 | — | 6.47% | 381 | $1.8M |
| 3 | (PIPA070) PGIM Core Government Money Market Fund | — | 1.02% | 289.63K | $289.6K |
| 4 | Net Current Assets | — | 0.00% | 338 | $338.49 |
| 5 | UNITS | — | 0.00% | 870.00K | $0.00 |
| 6 | US Dollar | — | -0.10% | -27.42K | -$27.4K |
| 7 | 4QQQ US 09/30/27 C898.38 | — | -3.01% | -381 | -$854.2K |
| 8 | 4QQQ US 09/30/27 P651 | — | -3.35% | -381 | -$950.6K |
Click a ticker to see every ETF that owns it.
Distributions
| Yield (TTM) | 0.00% | Paid (last 12 months) | $0.0013 |
| Frequency | Irregular | SEC yield | Not provided by our data source; see the issuer page |
| Last ex-date | Dec 30, 2025 | Last payment | $0.0013 (Jan 02, 2026) |
| Growth 1Y | — | Growth 3Y / 5Y (ann.) | — / — |
| Ex-date | Record | Pay date | Amount |
|---|---|---|---|
| Dec 30, 2025 | Dec 30, 2025 | Jan 02, 2026 | $0.0013 |
Trailing distribution yield = last 12 months of cash ÷ current price. It is NOT the SEC 30-day yield and distributions are not guaranteed to continue. The difference explained →
Risk Statistics
| Volatility 1Y / 3Y | 8.89% / — | Sharpe 1Y / 3Y | 1.70 / — |
| Max drawdown 1Y / 3Y | -6.67% / — | Sortino 1Y | 2.57 |
| Beta vs S&P 500 (3Y) | 0.674 | Correlation vs S&P 500 (1Y) | 0.924 |
| Downside deviation 1Y | 5.86% | Risk-free rate used | 4.05% (3M T-bill, FRED) |
Computed by ETF Explorer from daily dividend-adjusted closes; volatility and drawdown are annualized/period figures; S&P 500 exposure proxied by SPY. As of Oct 11, 2026. Formulas →
Liquidity
| Volume today | 1.56K | Average volume | 6.46K |
| AUM | $27.7M | Premium/Discount | +0.26% |
| Bid/Ask spread | Not provided by our data source. Check your broker's quote screen; spreads are widest at the open and close. | ||
Premium/discount compares the delayed market price with the last reported NAV: an indicative figure, not the official closing premium/discount. How ETF liquidity works →
Fund Flows (estimated)
| Period | Est. net flow | % of starting AUM | AUM start → end |
|---|---|---|---|
| 1 Day | -$185.4K | -0.66% | $27.9M → $27.7M |
| 1 Month | $1.3M | +5.00% | $25.9M → $27.7M |
| 1 Week | $1.1M | +4.01% | $26.6M → $27.7M |
ETF Explorer estimate: change in reported AUM minus the market-move effect, from our own daily snapshots. Not official issuer creation/redemption data.
Official Fund Resources
External links open the issuer's site or SEC EDGAR in a new tab. The prospectus and official documents are always the authoritative source; review them before investing.
Latest News for PQOC
No articles mention this fund directly in the last 7 days; showing general ETF coverage.
Guided help: AUM is fund size. The expense ratio is the yearly cost baked into returns. NAV is the value of what the fund owns per share; the market price can sit slightly above (premium) or below (discount) it. Total return assumes distributions were reinvested. Every dataset shows its own as-of date because holdings, assets and quotes update on different schedules.