IAI iShares U.S. Broker-Dealers & Securities Exchanges ETF
Quote as of Oct 12, 2026 17:38 UTC · Market data delayed approximately 15–20 minutes unless otherwise indicated.
| Previous Close | 178.49 | Day Range | 178.60 – 179.88 |
| 52-Week Range | 157.78 – 198.09 | Volume | 84.18K |
| Avg Volume | 81.86K | AUM | $1.30B (Oct 12, 2026) |
| Expense Ratio | 0.37% | Yield (TTM) | 1.19% |
| NAV | 178.54 | Premium/Discount | +0.13% indicative |
| Inception | May 01, 2006 | Holdings | 35 |
| Issuer | iShares | Exchange | AMEX |
| Category | Financials | Index Tracked | Not stated in source data |
| CUSIP | 464288794 | ISIN | US4642887941 |
| Management | Not stated in source data | ||
About this ETF
The iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) is designed to replicate the financial performance of an underlying benchmark. This index is exclusively made up of shares from U.S.-based companies that operate within the investment services industry.
Description from the fund data provider · profile as of Oct 12, 2026.
Price Chart
Daily closing prices (price return, not total return). Comparison lines are normalized to percent change from the range start. Source: Financial Modeling Prep.
Performance
| 1M | 3M | 6M | YTD | 1Y | 3Y* | 5Y* | 10Y* | Incep.* | |
|---|---|---|---|---|---|---|---|---|---|
| Price return | -6.86% | -5.31% | +5.00% | -0.49% | +1.31% | +24.89% | +10.27% | +15.67% | +6.63% |
| Total return | -6.86% | -5.31% | +5.27% | +0.19% | +2.26% | +26.28% | +11.97% | +17.50% | +8.24% |
* Annualized. Total return uses the dividend-adjusted price series (distributions reinvested); price return uses unadjusted closes. Performance through Oct 09, 2026. Past performance does not guarantee future results.
Fees
| Net expense ratio | 0.37% | Annual cost of a $10,000 investment | $37.00 |
Illustrative calculation only: expense ratio × $10,000. It excludes trading costs, bid/ask spreads, taxes and changes in investment value. Gross vs. net expense details and any fee waivers are in the prospectus.
Holdings
Holdings as of Oct 11, 2026 · portfolio reporting date from the data provider; holdings are not live positions. 37 rows in database.
| # | Holding | Ticker | Weight | Shares | Market Value |
|---|---|---|---|---|---|
| 1 | OPPENHEIMER HOLDINGS NON VOTING CL | OPY | 25.53% | 7.76K | $903.00 |
| 2 | BITGO HOLDINGS INC CLASS A | BTGO | 21.71% | 107.01K | $768.00 |
| 3 | BLK CSH FND TREASURY SL AGENCY | — | 15.75% | 557.73K | $557.00 |
| 4 | GOLDMAN SACHS GROUP | GS | 6.45% | 259.10K | $228.00 |
| 5 | MORGAN STANLEY | MS | 5.63% | 1.06M | $199.00 |
| 6 | CHARLES SCHWAB | SCHW | 3.39% | 1.25M | $120.00 |
| 7 | CME GROUP CLASS A | CME | 1.78% | 228.65K | $63.00 |
| 8 | INTERCONTINENTAL EXCHANGE INC | ICE | 1.75% | 401.35K | $62.00 |
| 9 | S&P GLOBAL | SPGI | 1.70% | 150.14K | $60.00 |
| 10 | MOODYS CORP | MCO | 1.70% | 132.35K | $60.00 |
| 11 | ROBINHOOD MARKETS CLASS A | HOOD | 1.64% | 544.85K | $58.00 |
| 12 | NASDAQ INC | NDAQ | 1.41% | 550.36K | $50.00 |
| 13 | MSCI | MSCI | 1.41% | 90.61K | $50.00 |
| 14 | INTERACTIVE BROKERS GROUP INC CLAS | IBKR | 1.36% | 564.67K | $48.00 |
| 15 | COINBASE GLOBAL INC CLASS A | COIN | 1.33% | 277.68K | $47.00 |
| 16 | CASH COLLATERAL USD WFFUT | — | 1.07% | 38.00K | $38.00 |
| 17 | CBOE GLOBAL MARKETS | CBOE | 1.07% | 131.96K | $38.00 |
| 18 | RAYMOND JAMES | RJF | 0.96% | 215.77K | $34.00 |
| 19 | LPL FINANCIAL HOLDINGS | LPLA | 0.90% | 98.14K | $32.00 |
| 20 | TRADEWEB MARKETS INC CLASS A | TW | 0.42% | 142.13K | $15.00 |
| 21 | STIFEL FINANCIAL | SF | 0.37% | 188.65K | $13.00 |
| 22 | EVERCORE CLASS A | EVR | 0.37% | 48.91K | $13.00 |
| 23 | FACTSET RESEARCH SYSTEMS | FDS | 0.34% | 44.36K | $12.00 |
| 24 | JEFFERIES FINANCIAL GROUP INC | JEF | 0.23% | 190.88K | $8.00 |
| 25 | STONEX GROUP INC | SNEX | 0.23% | 135.34K | $8.00 |
Click a ticker to see every ETF that owns it.
Sector Exposure
Geographic Exposure
Country weights as reported by the data provider. Developed/emerging/frontier labels follow the classification on the Methodology page. Currency hedged: No hedging indicated in the fund name.
Distributions
| Yield (TTM) | 1.19% | Paid (last 12 months) | $2.1267 |
| Frequency | Quarterly | SEC yield | Not provided by our data source; see the issuer page |
| Last ex-date | Sep 15, 2026 | Last payment | $0.5143 (Sep 18, 2026) |
| Growth 1Y | +25.67% | Growth 3Y / 5Y (ann.) | +2.68% / +13.04% |
| Ex-date | Record | Pay date | Amount |
|---|---|---|---|
| Sep 15, 2026 | Sep 15, 2026 | Sep 18, 2026 | $0.5143 |
| Jun 15, 2026 | Jun 15, 2026 | Jun 18, 2026 | $0.4739 |
| Mar 17, 2026 | Mar 17, 2026 | Mar 20, 2026 | $0.6925 |
| Dec 16, 2025 | Dec 16, 2025 | Dec 19, 2025 | $0.4460 |
| Sep 16, 2025 | Sep 16, 2025 | Sep 19, 2025 | $0.4356 |
| Jun 16, 2025 | Jun 16, 2025 | Jun 20, 2025 | $0.3590 |
| Mar 18, 2025 | Mar 18, 2025 | Mar 21, 2025 | $0.4638 |
| Dec 17, 2024 | Dec 17, 2024 | Dec 20, 2024 | $0.4339 |
| Sep 25, 2024 | Sep 25, 2024 | Sep 30, 2024 | $0.3614 |
| Jun 11, 2024 | Jun 11, 2024 | Jun 17, 2024 | $0.3639 |
| Mar 21, 2024 | Mar 22, 2024 | Mar 27, 2024 | $0.3531 |
| Dec 20, 2023 | Dec 21, 2023 | Dec 27, 2023 | $0.4375 |
Trailing distribution yield = last 12 months of cash ÷ current price. It is NOT the SEC 30-day yield and distributions are not guaranteed to continue. The difference explained →
Risk Statistics
| Volatility 1Y / 3Y | 20.65% / 20.59% | Sharpe 1Y / 3Y | 0.157 / 1.25 |
| Max drawdown 1Y / 3Y | -16.51% / -23.14% | Sortino 1Y | 0.223 |
| Beta vs S&P 500 (3Y) | 1.04 | Correlation vs S&P 500 (1Y) | 0.66 |
| Downside deviation 1Y | 14.48% | Risk-free rate used | 4.05% (3M T-bill, FRED) |
Computed by ETF Explorer from daily dividend-adjusted closes; volatility and drawdown are annualized/period figures; S&P 500 exposure proxied by SPY. As of Oct 12, 2026. Formulas →
Liquidity
| Volume today | 84.18K | Average volume | 81.86K |
| AUM | $1.30B | Premium/Discount | +0.13% |
| Bid/Ask spread | Not provided by our data source. Check your broker's quote screen; spreads are widest at the open and close. | ||
Premium/discount compares the delayed market price with the last reported NAV: an indicative figure, not the official closing premium/discount. How ETF liquidity works →
Fund Flows (estimated)
| Period | Est. net flow | % of starting AUM | AUM start → end |
|---|---|---|---|
| 1 Day | -$2.5M | -0.19% | $1.31B → $1.30B |
| 1 Month | -$2.8M | -0.20% | $1.39B → $1.30B |
| 1 Week | -$12.9M | -0.98% | $1.31B → $1.30B |
ETF Explorer estimate: change in reported AUM minus the market-move effect, from our own daily snapshots. Not official issuer creation/redemption data.
Official Fund Resources
External links open the issuer's site or SEC EDGAR in a new tab. The prospectus and official documents are always the authoritative source; review them before investing.
Latest News for IAI
No articles mention this fund directly in the last 7 days; showing general ETF coverage.
Guided help: AUM is fund size. The expense ratio is the yearly cost baked into returns. NAV is the value of what the fund owns per share; the market price can sit slightly above (premium) or below (discount) it. Total return assumes distributions were reinvested. Every dataset shows its own as-of date because holdings, assets and quotes update on different schedules.