UUPP Principal Exchange-Traded Funds - Principal CLO ETF
Quote as of Sep 10, 2026 13:46 UTC · Market data delayed approximately 15–20 minutes unless otherwise indicated.
| Previous Close | 25.15 | Day Range | 25.12 – 25.17 |
| 52-Week Range | 25.05 – 25.33 | Volume | 10 |
| Avg Volume | 172 | AUM | $15.0M (Sep 11, 2026) |
| Expense Ratio | 0.19% | Yield (TTM) | — |
| NAV | 25.08 | Premium/Discount | +0.16% indicative |
| Inception | May 20, 2026 | Holdings | 30 |
| Issuer | Principal Funds | Exchange | CBOE |
| Category | Treasury Bonds | Index Tracked | Not stated in source data |
| CUSIP | 74255Y672 | ISIN | US74255Y6721 |
| Management | Actively managed (per issuer description) | ||
About this ETF
UUPP provides exposure to collateralized loan obligations (CLOs) through an actively managed ETF. It primarily targets senior tranches, typically investment grades, with lower risk and yield. The fund also invests in floating rate securities such as US Treasury and government securities, securitized assets including CMOs, CMBS, and ABS, and derivatives such as futures, credit default swaps, and other swaps for hedging, tactical positioning, and duration management. The portfolio duration is usually maintained at less than one year. The construction of the portfolio typically involves a combination of top-down and bottom-up approaches, utilizing fundamental, technical, and valuation methods to assess interest rate trends, economic conditions, market outlook, loan-level performance, and cash flow dynamics in selecting securities. The actively managed ETF is designed to generate current income, with a secondary goal of capital appreciation, during periods of rising US interest rates.
Description from the fund data provider · profile as of Sep 11, 2026.
Price Chart
Daily closing prices (price return, not total return). Comparison lines are normalized to percent change from the range start. Source: Financial Modeling Prep.
Performance
| 1M | 3M | 6M | YTD | 1Y | 3Y* | 5Y* | 10Y* | Incep.* | |
|---|---|---|---|---|---|---|---|---|---|
| Price return | +0.04% | -0.12% | — | — | — | — | — | — | +0.24% |
| Total return | +0.04% | -0.12% | — | — | — | — | — | — | +0.24% |
* Annualized. Total return uses the dividend-adjusted price series (distributions reinvested); price return uses unadjusted closes. Performance through Sep 10, 2026. Past performance does not guarantee future results.
Fees
| Net expense ratio | 0.19% | Annual cost of a $10,000 investment | $19.00 |
Illustrative calculation only: expense ratio × $10,000. It excludes trading costs, bid/ask spreads, taxes and changes in investment value. Gross vs. net expense details and any fee waivers are in the prospectus.
Holdings
Distributions
| Yield (TTM) | — | Paid (last 12 months) | — |
| Frequency | — | SEC yield | Not provided by our data source — see the issuer page |
| Last ex-date | — | Last payment | — |
| Growth 1Y | — | Growth 3Y / 5Y (ann.) | — / — |
No distributions in our database for this fund — it may not pay them, or history has not loaded yet.
Risk Statistics
Liquidity
| Volume today | 10 | Average volume | 172 |
| AUM | $15.0M | Premium/Discount | +0.16% |
| Bid/Ask spread | Not provided by our data source. Check your broker's quote screen; spreads are widest at the open and close. | ||
Premium/discount compares the delayed market price with the last reported NAV — an indicative figure, not the official closing premium/discount. How ETF liquidity works →
Official Fund Resources
External links open the issuer's site or SEC EDGAR in a new tab. The prospectus and official documents are always the authoritative source — review them before investing.
Latest News for UUPP
No articles mention this fund directly in the last 7 days — showing general ETF coverage.
Guided help: AUM is fund size. The expense ratio is the yearly cost baked into returns. NAV is the value of what the fund owns per share; the market price can sit slightly above (premium) or below (discount) it. Total return assumes distributions were reinvested. Every dataset shows its own as-of date because holdings, assets and quotes update on different schedules.